MiFID II / MIFIR

  • On 3 July 2014, the MiFID II / MiFIR went into effect. The start date of these new regulations (Level 1) and the specifed EU legal instruments (Level 2) was 3 January 2018.

    MiFIR is a law that applies in all EU Member States. In contrast, MiFID II as a directive requires implementation by national law. The German legislation resolved implementation on a national level was concluded in the Securities Trading Act (WpHG).

    The overarching regulatory objectives of MiFID II / MiFIR are two-fold: market protection and investor protection. Institutions such as ODDO SEYDLER BANK AG are therefore required by law to provide all their investment services and ancillary services in an honest, fair and professional way in the best interests of their clients.

    In the implementation of this legal obligation, ODDO SEYDLER BANK AG has, among other things, the responsibility to inform all its customers sufficiently about its operations, business activities, the handling of conflicts of interest and complaint management.

    Here you will find:

    - our current "Order Execution Policy" (in German)

          - general information on "dealing with conflicts of interest" (in German) and

          - information about "complaint management" (in German).

If you have any questions about the above information or other topics, we are at your disposal.